Monday, September 10, 2012

Market Commentary for the week of September 10, 2012

Does a powerful upcycle necessarily have to be followed by a downcycle?  Well, yes, if one believes in the notion of parabolic quantitative market theory.  Given that you can’t fill up a phenomenon greater than 100%, nor empty it more than zero, what happens when you reach a statistical “saturation point”, when the laws of probability no longer engender positive outcomes?

Economists and historians have long understood the necessity of balance.  In order to assess the probability of a trajectory, you have to be closer to the “zed-line”, that point where, minimally, one’s odds of success are 50/50, than closer to the end-point of a parabolic ascent/descent.  For example, as we near the end of a recession there is more reason for hope than when the initial storm clouds of trouble were brewing.

For practical reasons, nothing lasts forever.  Managing change, and risk, is more effective than waiting for change to occur.  When it comes to market theory, there is a big difference between strict fundamentals, versus quantifying the likelihood that those fundamentals generate positive alpha for portfolios.

One runs into trouble, for example, thinking that strict diversification is same thing as market weighting leaders and laggards in a portfolio.  On its own, diversification is a scatter-shot, rough balance approach.  The prospect of measuring which companies might succeed makes more sense.

Many portfolios have been crushed by the impact that one or more stocks might impose upon an outcome.  In today’s market, buying gold, technology, basic materials, or cyclicals in large quantities might yield the inverse of what the speculators intended.  While it’s not sexy, picking your battles in modulation can be particularly more effective than an all-or-none approach.  The tech wreck (2000) and the global credit crisis (2007) are two recent examples of seriously overestimating the chances for portfolio aggrandizement from what, on their own, are more serious threats when taken in improper allocations.  It is the portfolio manager’s responsibility to look for the next bubble before it occurs, and not to underestimate the statistical probabilities that are staring him/her in the face.


While it appears that the pieces are beginning to fit together in solving some global debt matters, we know that the solutions are not achieved in the short run.  Market rallies which emanate from news-driven events are not cycles in the purest sense.  The real strength of conviction and belief lies in seeing several short cycle events strung together to build a longer trend.

Adjustments must always be made and anticipated.  The tough decisions from the Euro zone have been unable, as yet, to sway long-term confidence.  Obviously, the markets are waiting for solutions that stress a palatability of alleviating the crises.  Since there is little “wiggle room”, there is less time and patience that the public, and markets, can muster when waiting.  In a global sense, it must be necessary to convince disparate geographies that the benefit accrues equally to all regions and all interests.

While there is no sweeping, single solution to the global debt/credit crisis, it is critical to see an outcome which promotes growth, trade, expansion….and inclusion.  At this juncture, withdrawing from the process is not an option.  The risks of inertia are overwhelming.  Coming at a time when confidence is waning, it might be that perception of an effort to build consensus could be as significant as the overall details of an agreement itself.

The most pleasant surprise of this summer’s rally is that we have reasonably held off a traditional “summer swoon” which might have exacerbated the calamity had it occurred.  Although the data are not significantly better, really, the general panic and exasperation have abated somewhat.

Statistically, big upward pushes must be followed by declines.  As we near the fourth quarter we are holding our collective breath to see if statistics trump hope, or if the mathematical headwinds are simply too great at this time.

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